Senior Compliance Associate

Ready to roll your sleeves up and learn everything about Compliance? This is for you.

Your new company

Join a dynamic and forward-thinking financial services firm that is committed to maintaining the highest standards of compliance and regulatory adherence. This company prides itself on fostering a collaborative and inclusive work environment where every team member's contribution is valued. They are dedicated to innovation and excellence, ensuring that they stay ahead in the ever-evolving financial landscape.


Your new role

As the Senior Compliance Associate, you will play a crucial role in ensuring the firm adheres to all regulatory requirements and internal policies. You will be responsible for conducting KYC reviews for new client onboarding and periodic reviews, updating the name-screening database, and overseeing the firm's AML risk profile. Additionally, you will stay up to date with regulatory changes, oversee compliance monitoring and testing, and provide support on general compliance matters. Your role will also involve reviewing trading and portfolio management activities, conducting due diligence on service providers and counterparties, and managing the firm's compliance e-learning platform.


What you'll need to succeed

  • 3 years of relevant compliance experience, previous experience in asset management being a plus

  • Interest in compliance and its integration with other internal business functions

  • Excellent level of written and spoken English

  • Initiative and ability to work independently with minimal supervision

  • Ability to multitask and strong work ethic


What you'll get in return

In return for your dedication and hard work, you’ll be rewarded with:

  • Competitive salary and benefits package

  • Opportunities for professional growth and development

  • A supportive and collaborative work environment

  • The chance to work with a team of dedicated professionals in a dynamic industry


What you need to do now

If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now.

If this job isn't quite right for you but you are looking for a new Governance position, please contact Jet Wong at +65 6027 2245 or email Jet.Wong@hays.com.sg for a confidential discussion on your career.



EA Registration No. R24124357

Company Registration No. 200609504D

EA License No. 07C3924

Summary

Job Type
Permanent
Industry
Banking & Financial Services
Location
Singapore
Specialism
Audit
Ref:
1274045

Talk to a consultant

Talk to Jet Wong, the specialist consultant managing this position, located in Singapore
#27-20 UOB Plaza 2, 80 Raffles Place

Telephone: +6560272245

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