Your new company

Join a dynamic and forward-thinking financial services firm that is committed to maintaining the highest standards of regulatory compliance and financial crime prevention. This company is dedicated to fostering a culture of integrity and transparency, ensuring that all business operations adhere to the latest regulatory requirements and industry best practices.

Your new role

As the Senior Regulatory Compliance Executive, you will play a crucial role in the compliance team, responsible for implementing and executing robust governance and reporting mechanisms. You will work closely with various departments to address AML, compliance, and regulatory risks, ensuring that our company remains compliant with all relevant laws and regulations. Your expertise will be vital in managing regulatory compliance across all local entities within the group and proactively anticipating new regulatory requirements.

What you'll need to succeed

To succeed in this role, you will have:

• At least 6 years of relevant working experience in the brokerage (securities/derivatives) industry

• Well-versed with the regulatory obligations of SFA, FAA, as well as exchange regulations (e.g. CME, ICE, SGX), as well as the newly introduced PSA, and the changing regulatory landscape

• Able to work in a high-volume and fast-paced environment that is continuously growing

• Highly collaborative and possesses excellent writing, communication, and problem-solving skills

• Team player but able to work independently

What you'll get in return

In return for your dedication and hard work, you’ll be rewarded with:

• Competitive salary and benefits package

• Opportunities for professional growth and development

• A collaborative and supportive work environment

• The chance to work with a team of dedicated professionals in a dynamic industry

• Exposure to a wide range of compliance and regulatory issues, enhancing your expertise and career prospects

What you need to do now

If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now.

If this job isn't quite right for you but you are looking for a new Governance position, please contact Jet Wong at +65 6027 2245 or email Jet.Wong@hays.com.sg for a confidential discussion on your career.

EA Registration No. R24124357

Company Registration No. 200609504D

EA License No. 07C3924